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First
Session—Restoration of Rhetoric Oct, 2007 © Rikk Watts
The Restoration of Rhetoric
Rethinking the Categories of Christian Education
Western culture is in crisis, and in large part due to
our loss of confidence. Unwittingly, the dazzling certainties of
mathematical and scientific reason have undermined the very grammar of
hope. We have forgotten that for Aristotle, so influential in our
educational tradition, scientific reason was only one and not even the
most important way of knowing. Largely discredited in our culture, but
as both Aristotle and Cicero knew, “rhetoric”—the art of persuasion in
envisioning a different future—lay at the heart of Western
civilization. In this session, after a fascinating historical
overview, we will discuss the need for Christian educators to expand
our horizons to embrace the much larger vision of the good, the
beautiful, and the true.
Intro comments: Goodness. I apologize for the somewhat
grandiose summary paragraph. Second, I am sure some of you are
thinking: what the heck is this business about rhetoric? Hardly
surprising since “rhetoric” in our culture most often means empty at
best and downright deceitful at worst. But it was not always so.
Rhetoric is actually a way of careful thinking, grounded in ethics,
which is capable of transforming the future in ways in which
traditional logic and analytical thought can not. I am convinced that
not only biblical/historian scholars like myself but theologians and
indeed Christian educators, such as your good selves may well discover
that there is a great deal to gain by reconsidering its strengths.
So this morning, I want to do three things. First, to
offer a brief overview of the rise of what most of us implicitly
believe is the only way of rational thought: scientific syllogistic
analytics. Second, briefly to note the crisis that has consequently
engulfed the West, threatening even our very concept of what it means
to be human. And third, to reintroduce us to the wisdom and power of a
rhetorical approach. I’ll then conclude with a few suggestions as to
how this might then shape Christian education.
(Tomorrow: we’ll look at the profound link between
rhetoric, revelation, and the transformation of Western culture. I’d
like to suggest that allowing rhetoric its true place, opens up the
door for the restoration of Revelation, and the possibility of a
renewed transformation of our world through a genuinely Christian
vision.)
• Origins
It is difficult for us, heirs of nearly 25 centuries
of Aristotelian analytics, to grasp what knowledge might have looked
like before its development. The 8th century BC Greek world looked
very different from ours, animated as it was by daimonia and with a
porous boundary between the gods and humans. A young man’s paideia
(sorry women), his formative education, was aimed at producing aret,
that god-like heroic excellence that lay somewhere between Hector and
Odysseus, and articulated by Achilles: “See what a man I am. Both
strong and comely to look upon.” And the primary educational text?
Homer’s Iliad and Odyssey.1
Widely regarded in Plato’s day as the educator of all
Greece (Republic, 606e), Homer’s influence derived not only from his
claim to tell the truth, but also especially from his chosen medium,
namely, his use of myth, metaphor, and symbol in narrative poetry.
Full of luminosity and power (which the Greeks called psycaoa2),
poetry was ascribed to the gods and regarded as expressive of the
“superior order of things.”3 The apex of artistic expression and
expressing the highest values of Greek culture, it was able to convert
the human soul.4 Because poetry “alone possesses the two essentials of
educational influence—universal significance and immediate appeal,” it
surpassed “both philosophical thought and actual life.”5 Not
surprisingly poetic myth and dramatic performance were therefore
central to Greek worship.
However, four developments caused a seismic shift in
outlook. First, in the 6th century, the pre-Socratic philosophers
(e.g. Thales and the Milesians, Pythagoras, Heraclitus, and
Parmenides) began to use reason to understand the world. They
deliberately chose prose over poetry as better suited to their task.6
Furthermore, in the search for truth, Parmenides’ argued that since if
something was true, it must be true today and true tomorrow. Whatever
else, the truth could not change. Fair enough. Except that as
Heraclitus dryly observed, everything around us did. Have you looked
in the mirror lately? The upshot of course is that truth, being
unchangeable, was not to be found in our imperfect and changing
experience. Geometry might theorize of a perfect circle, but such
things did not exist in the real world.
This would eventually lead Plato to argue that truth
could only exist in the realm of ideas, the eternal forms, of which
this present world was but a mere distorted shadow. (ad lib: this
naturally impacted his attitude to education. Education was not about
teaching anything that the student did not already know nor did it
involve anything that the teacher might contribute. It was simply a
matter of bringing to light what his/her eternal soul had once known
but forgotten when imprisoned in his/her physical body.).
Second, further undermining Homer, the 5th century
Greek poets began to criticize the ethical behavior of his gods.7
Xenophanes, followed by Euripides, complained, “Homer and Hesiod have
ascribed to the gods all things that are a shame and a disgrace among
men, thefts and adulteries and deceptions of one another.”
Third, there was the emergence of democracy. For the
first time, the Greeks were no longer blindly following either the
gods speaking through the Delphic oracle, or tyrant kings. With the
introduction of democracy by Kleisthenes in Athens, human beings would
begin to make their own decisions about their future. But the problem
was on what basis ought we make those decisions?
This question was heightened, by the rise at around
the same time of the Sophists. Their broad experience and encyclopedic
knowledge of different cultures caused great consternation among the
Athenians when the queried whether their practice was based on things
as they really were, pys s, or mere convention, oo s. Protagoras held
that man was “the measure of all things, of things that are, that they
are, and of things that are not, that they are not” (Fragment 1). What
he meant, perhaps as the first proto-post-modernist, was that
knowledge was a matter of individual perception or opinion (doxa). It
was impossible to distinguish between appearance and reality. Since
matters could always be otherwise, reality, and particularly the
polis, the city, was what a community made it—the Sophists, as were
Homer’s heroes, being men of action.
Since everything was a matter of one’s perspective,
the key thing, if one was to shape the city, was the ability to
persuade. This quickly degenerated into displays of rhetorical power
where the aim was simply to win.8 Responding to these abuses and in
many ways to Plato’s later criticisms, Isocrates would later stress
the importance of the orator’s moral character in obtaining the
adherence of the audience.9 The more upright the speaker, the more
likely the audience to accept his arguments.
Eventually, the Sophists’ corruption, relativism, and
skepticism led to a reaction. There had to be a better way. Enter
Plato. He was highly critical of the poets, accusing them of exalting
emotion at the expense of reason (Republic, 603b, 605ac). He was
convinced that certain knowledge (epst, from which get epistemology)
was not only vastly superior to mere opinion (dox a) but also a real
possibility.10 The path to truth, he argued, was the Socratic
dialectic of question and answer whereby one tested arguments for
contradictions and inconsistencies.
But Plato’s truth thus discerned was no new truth. It
was instead that which was already known by one’s immortal soul.11 He
thereby resolved the Parmenidean and Heraclitan dilemma. Humans
trapped in a changing world could indeed have access to certain
unchanging truth—but only at the cost of the dualism that has
bedeviled Western philosophy ever since. Interestingly though, Plato
in positing the eternal forms and John’s gospel in presenting Jesus as
the eternal word, both seem to agree that any kind of lasting meaning
for humanity must come from beyond us.
But this did not mean there was no room for orators.
The difference was that their persuasion must be based on genuine
knowledge.12 Indeed, though he criticized the poets Plato’s goal was
nevertheless philosopher-“poets.” That Plato’s own work is in one
sense “poetic” (cf. the beauty of Ion, 533c-535c), and at times
rhetorical even to the point of exaggeration (Republic, 598e),
implicitly admits not only the power of image and metaphor but
strongly suggests they are inseparable from the effective
communication of truth (cf. Plato’s famous cave analogy, Republic,
507a; Gorgias 502c where poetry is a sort of rhetoric, and Phaedrus,
261a8, where rhetoric is the art of leading the soul by speech).13 It
seems that Homer, after all, had something going for him.
But the great step forward was really that of
Aristotle, whose Organon and Posterior Analytics significantly refined
Plato’s quest. Disagreeing with Plato, he argued that certain truth
could be found in the created world. First, he transformed Plato’s
forms. By abstracting general principles from observations and b) it
concerns mere opinion or appearances not knowledge (hence the famous
cave analogy in book 10 of the Republic), Kennedy, Classical, 46.
about the world, he was able to make unchanging truths accessible to
human rationality; truth was no longer a matter of tradition or
spiritual enlightenment.
Second, he invented the world’s first “truth-making
engine,” thereby assuring his place among the two or three most
influential figures in history. In his Posterior Analytics Aristotle
proposed an analytical tool he called the syllogism: if a = c, and b =
a, then c = b. Essentially, Aristotle showed how by beginning with
these general observations, we could employ his syllogistic engine to
discover at least some sure and certain knowledge.
The exact details do not concern us, but its impact
has been among the most significant in all of human history. By
carefully observing the unchanging processes inherent in the world
around us, and using the syllogism to express their causes and
effects, humanity was able to understand fully the truth about how
things worked. And once we could describe how things worked, we could
begin to control them. We could have certainty, there would be no
nasty surprises, and we could begin to chart our own destiny.
The key thing to note is that this epst concerns the
realm of the non-contingent, of things that do not change. That is, we
can design aircraft but only because the laws of aerodynamics are the
same in Vancouver as they are in Lynden. The essential characteristic
of this kind of knowledge is that it is universal and true in every
instance and therefore cannot be qualified by location, conditions, or
personality. Real truth did not need to engage with culture or
history. The Sophists, it seems, had been answered! And we no longer
had to put up with Homer’s immoral deities, whose singular attribute
was that they were more powerful than humans.
Aristotle and the Church
It is no surprise that this tradition eventually
became the dominant mode of thinking in the West, nor that it had a
profound influence on the church fathers. Several factors seem to be
in play. First, many of the church fathers were schooled in this way
of thinking. It is natural having found sure and certain premises—the
eternal word had become flesh—that they should use Aristotle’s engine
in the holy work of thinking through what this all meant; that is, to
do theology. Second, by the second and third century Christianity was
no longer on the margins and was attracting the critical attention of
philosophically skilled opponents. Somewhat embarrassed by the
rudeness, obscurity, and inelegance of Christian texts14 — and let’s
face it, Paul is no Plato — many of the fathers felt the sting of
Celsus’ requirement that if Christianity was to be taken seriously it
must face the tests of Greek proof.15
Perhaps too there was a missional concern: if one
wanted to speak to the pagan world one had to use the language it
understood. If the NT is in Greek, then why not likewise translate
Christian ideas? And if all truth was God’s truth on what grounds
could one simply ignore the genuine gains of pagan philosophy? Even if
some fathers like Tertullian denied any concourse between Athens and
Jerusalem, the majority like Justin, Clement of Alexandria, and Origen
did not. And who would want to gainsay the tremendous advances in e.g.
ethics and natural law that emerged from this encounter? Given the
certainty of Jesus the Logos, in the words of Robert Wilken “Christian
revelation put an end to skepticism and gave men and women new
confidence in reason... under the tutelage of historical revelation
reason became more certain of its starting point, more confident, less
abstract, and more purposeful.”16
Even so, the fathers were very much aware of how far
they stood from their pagan counterparts. One of their most potent
barbs was to observe, as did Clement, that 600 years of brilliant
philosophical argument and “scientific” observation had led only to
confusion and despair.17 If the big question was where in the process
of knowing God (i.e. the truth) did reason begin, then the answer was
that reason was secondary to faith. As Augustine pithily put it: I
believe in order to understand.
Origen readily noted this significant difference in
his response to Celsus: you are indeed right that this is not Greek
wisdom, for we did not arrive at this belief by thinking our way to
God, but by his condescending to us. Christians begin with history,
with the revelation of God to Israel and through Christ to the world,
and all this, be it noted, not in a dialectic of reason but in the
recipricosity of love.
Christianity was not an idea, but a certain kind of
story; it was an event.18 And as Augustine’s commentary on the Psalms
reminds us, they were very aware of the markedly relational and
personal nature of this truth. It was for this very reason that the
priority lay with seeing rather with hearing. As the gospel writers
remind us again and again, in what seems like a contradiction in
terms: they were eyewitnesses of the word.
From the very beginning the marriage of Athens and
Jerusalem was a troubled one. When viewed through Greek informed eyes
the Scriptures were problematic, filled with enigmas and dark
sayings.19 Christ and the Scriptures “did not yield easily to
conventional philosophical reasoning”20 nor was it always clear how
the Gospel related to the Old Testament. Perhaps Origen unwittingly
stumbled on the truth in his emphasis on the priority of history.
Perhaps then Athens will always loose something in
expecting Jerusalem to speak its language when the two are speaking in
different tongues (and the Pentecostals among us rejoice) — we will
return to this in just a moment. And there was always a danger that
Aristotle’s philosophy would corrode faith.
This is in fact what transpired in the eventual
fallout of the rediscovery of Aristotle in the 11th and 12th
centuries. Left behind in 11th century Spain by the retreating Islamic
empire Aristotle’s works were eagerly picked up and debated by
Christian scholars resulting in an explosion of excitement, inquiry,
and learning. (As a matter of historical record, although the Catholic
Church in this period is often characterized as oppressive and
backward, the truth is quite the opposite. Catholic universities
frequently permitted surprisingly free debate. In fact it has been
argued that it was precisely the existence of the Catholic church that
enabled Europe to absorb and criticize Aristotle in ways that other
cultures, including Islam, had not.21)
After the initial battles at the University of Paris
between those who saw Aristotle’s observational analytics as an attack
on faith and those who, like Aquinas, felt he could be harnessed in
support of faith, a tamed version became the orthodoxy of the
scholastics. Theology had to take Aristotle into account, and while
not for a minute giving an inch on the need for revelation, the book
of nature nevertheless needed to be taken seriously. But as many have
noted this was not a particularly stable situation, and it was not
long before a frustrated young Francis Bacon (completed his education
at Cambridge at the tender age of 14) and almost equally young Rene
Descartes (at 18—hardly ages at which one might expect a mature
understanding) jettisoned the lot for a new thinking, a novum Organon.
Rejecting traditional authorities and fanciful
stories, they urged, respectively the use of methodical observation —
Empiricism — or rigorous innate human reason — Rationalism — as the
means to improve the human condition. Impatient of the soft
explanations of the humanities, they began to suggest that everything
could be reduced to cold hard numbers. All it took was for Galileo and
later Newton to marry mathematics to Aristotle’s analytical logic
machine and modern science was born, and with it the most creative,
powerful, and far-reaching change the world has even seen. Once again
it was Aristotle’s emphasis on observation (even if he himself did not
always abide this principle—his theory of falling bodies was never
tested at the nearby cliffs!!) that engendered this new flare up of
the tension between the books of nature and scripture. And in the end
as we know, scripture came off second best.
But already there was a serious if lurking problem.
Both men, but especially Bacon, were motivated by a driving desire to
make the world a better and more harmonious place. Well and good. But
ironically, and even tragically, neither Bacon with his tentative
empiricism (he was perhaps surprisingly less than certain of the human
senses) nor Descartes with his rationalism were in the end able to
justify their ethical motivation. That is, their own systems were
unable to provide the ethics that gave them birth. In effectively
limiting knowledge to the “true,” neither was really able to deal with
either the “good” or the “beautiful.”
According to Montague Brown this has ever been the
Achilles heel of Western philosophy from Bacon to Hume and from
Descartes to Leibniz, and beyond to Kant, Hegel, Whitehead and
Lonergan who in spite of their laudable and increasingly successful
attempts, never quite, in Brown’s view, manage entirely to break
free.22 Concerned with a narrow epistemology that focused on truth in
order to provide certainty and control, vital even characteristically
human categories like beauty and ethics have languished. The
weaknesses of these various positions, their aridity, their failure to
account sufficiently for the broader human experience, and in
particular to give any kind of firm foundation or ethics, have been
sufficiently recognized such that we need not repeat them here.
So how do things stand? On the one hand, like the
Franciscan acolyte Adso in Umberto Ecco’s The Name of the Rose, the
once-mighty but now largely irrelevant church is consigned to
shuffling through the fragmentary remains of a worldview long consumed
by the apocalyptic fire of the new learning. But neither can the
modern rejoice. For in choosing such a path, as Nietzsche so aptly
noted, once proud philosophy is unmasked to be nothing more than mere
biography. There is only technique. Meaning and beauty are nothing
more than what we make them. Aristotle’s search for certainty might
have brought us control of over nature, but only it seems at the cost
of the loss of our humanity.
History and Philosophy?
Enter rhetoric? Y-e-s, but not just yet. As previously
noted, Bacon, Descartes, and their followers prepared the ground for
what we might call the scientific method. It was extraordinarily
successful. Soon we would be buzzing about in flying machines (well,
not quite soon) and at last controlling nature such that famine and
plague were phantoms of the past. Given its power and success, why not
apply this new learning to all fields of endeavor? If it works so well
in the natural sciences, why not create “human sciences”? Why not
apply Aristotle’s engine to history, asked the Germans? But almost
immediately they ran into serious trouble. There was something about
human history that was intractable to scientific method and the
project eventually sputtered out (though it seems that it has gained
new life in the hands of certain economists and game theorists).
But while the Germans were fighting a loosing war in
trying to make history submit to scientific methods (Marx being
something of a hangover from this period), the Italian Benedetto Croce
began to wonder if this was even a wise thing to do.23 He argued that
history was in fact essentially descriptive. There were no laws at
work since even in articulating causes, that is, why this or that
event happened, we were still only looking more closely at the
individual facts themselves and merely apprehending the relations
between those individual facts;24 we were not coming up with deeper
underlying universal laws.
Consequently, articulating the causes of the French
revolution actually meant diddlysquat when it came to explaining the
Russian. Each case had to beexamined on its own. History is NOT
science.
Now, this next bit is rather tricky, and in a sense
don’t worry if you don’t get it. But Croce explains this difference by
taking a stunning step. Traditionally, philosophers have divided
knowing into two classes: the a priori (things know before we look)
and the empirical (things we know by looking). Or, if you like, we can
speak of “ideas” and matters of fact (Hume). Croce takes the stunning
step of denying this categorization. An individual fact, he says,
would not be what it is apart from “reasons” for it (i.e. the world of
ideas), and universal truths (also the world of ideas) are nothing if
not true of the individual facts to which they apply. In other words,
these are not two kinds of cognition but inseparable elements of every
act of cognition. What this means essentially is that philosophy—
theorizing about universals — is actually a subset of historical
thinking.
Confused? Don’t worry. Basically he is saying that
instead of science and philosophy ruling the roost, they themselves
are actually subsets of history. Consider science. What is it really?
It consists of a particular human being in a particular culture
carrying out a particular observation at a particular time.
That’s history. Now, it is true that our scientist
then goes on to express his observations in some kind of abstract
generalization. But that generalization is only an abstraction, it is
secondary. It is not real in the same way the experiment was real.
They are what Croce calls pseudo concepts. And furthermore these
pseudo concepts are always subject to revision on the basis of the
brute reality of history. In other words, it is history that is the
fundamental reality—not the abstractions which we derive from it.
Now I understand if you are wondering why in the world
this matters. But you must understand that this is utterly remarkable.
No longer is history the humble serf on the outskirts of the grand
Cathedral from which queen philosophy rules. Instead, the very act of
philosophizing is itself an historical act.
In other words, all reality is history and all
knowledge is historical knowledge. Philosophy is only a constituent
element of that historical knowledge. And the same applies to science.
Our understanding is always incarnational, it cannot be separated from
our being in time, and thus historical conditionedness. Can you begin
to sense where this is heading? Origen’s retort to Celsus that
Christianity is about history not philosophy was brilliantly
perceptive. If that’s true, then it is the incarnation that drives
philosophy and not the other way round. To make this more concrete. If
Croce is right, and I think he is, then one can no longer say, science
has disproved the resurrection. The resurrection is to be decided on
the basis of history, not science. And if the historical evidence is
solid. Then science simply has to deal with it.
Now why is this ontological priority of history so
important? It is vital because we’ve just seen what happens when truth
is reduced to syllogistic mathematics. Bacon and Descartes are no
longer even able to justify what historically led them into their new
thinking in the first place; i.e. their ethics. Let alone any other
ethical action.
Well, NOW we ready to start restoring rhetoric.
The astounding thing, when you think about it, is that
Aristotle himself was actually very much aware of the limitations of
his truth-making engine. It worked well with things that did not
change and whose effects are understood.
For example, because I know that an aircraft flies by
adhering to the unchanging “laws” of fluid dynamics (that’s why we
call them “laws”) I can board a plane in Vancouver and not have to
worry about whether it will fly when it arrives in Hong Kong. If one
has a question about the world of nature, then your best bet is to use
Aristotle’s truth-making machine of analytical logic.
But what about those things which do not remain the
same? Those things for which there are no natural “laws”? What about
questions like “How should we Athenians govern our Aegean colonies?”
Or, what should our next laptop look like? In a survey announced a
couple of months ago, over 10% of US adults wanted to own an Apple
iPhone. No amount of analytics could have predicted this result. More
importantly no amount of analytics could have created the device that
enabled Apple, utter newcomers to telecommunications, to rock the
North American industry to its core.
Aristotle knew all this. In his Organon he fully
recognizes that although analyticsworks well for things which cannot
be otherwise, such as geometry or physics, when it came to human
decision and action, for example the life and shape of the polis — the
realm of history surely — matters were quite different:
Most of the things about which we make
decisions, and into which therefore we inquire, present us with
alternative possibilities. For it is about actions that we deliberate
and inquire, and all our actions have a contingent character; hardly
any of them are determined by necessity. 25
Again, imagine Jonathon Ive and Steve Jobs approaching
Cingular with their plan for the iPhone and Cingular responding:
“prove it!” That would be, pardon the pun, a Cingular confusion of
categories. One cannot prove the future; one envisions it. This is a
matter instead of judgment and invention, of human vision, values
(ethics), and intention.
Aristotle taught that those matters where human agency
could create a different reality, that is the world of possibility and
contingency, such matters required a second way of thinking. In fact
it was even more important than analytics since analytics could only
describe what is. This second way could actually change it! If science
is our thinking God’s thoughts after him, rhetoric is us actually
acting asthough we are God—creating, as it were, from “nothing.”
He called this approach rhetoric or dialectic and
explained it even more fully than his analytics in various works such
as the Rhetoric and the Topica. The distinction is crucial. This is
not primarily about different methods. Nor is it to suggest that one
method emphasizes reason while the other does not. Both approaches
involve human rationality. They just employ it in different ways. Nor
does this come close to proposing that analytics in the sense
discussed above should be abandoned. It IS instead a matter of
different domains of reality and thus of truth. But neither are they
equal. For while analytics is largely descriptive, dealing with what
is, rhetoric envisions things that can be; it changes things.
Cicero the great Roman orator and keen student of
Aristotle made exactly this point when he claimed that arguments
(rhetoric) were the engines of all human progress. He describes the
members of an uncivilized tribe huddling together in their mountain
caves overlooking the Tiber. One member initiates the argument or
debate by introducing a new idea by means of a question: “Listen, why
don’t we move down to the flats? They are closer to the river and our
hunting grounds and we won’t need to waste time and energy coming up
and down this mountain.” He is challenging the tradition by imagining
a different future. One can almost hear the immediate response. “Oh
yes, and what will stop us from freezing to death in the Winter
months? This is why we do what we have always done.”
“Fair enough question,” answers our visionary. “But I
have this idea, let’s call it a hut and we can make it out of wood
from old trees, stones from the river bed, and skins …” “What? That’s
crazy…! Who has ever heard of a hut? But I’m listening…” The next
thing you know they are living by the Tiber in “huts” and enjoying
their benefits in what will over the centuries become the city of
Rome. If all they had done was devote themselves to Aristotle’s first
way to truth, they would still be there analyzing the rock formations
of caves.
So what does rhetoric involve? We can see from the
above story. It begins with invention; someone has a new idea. They
not only see something in a new way, but actually see something new,
e.g. Cicero’s “hut.” Analytics cannot do this. It only sees what is.
Science is not what made the world a better place. It was
rhetoric—human imagining. Tomorrow I’m going to argue that this is
precisely what happens, and even more so, in the gospel. The God who
comes to us in Jesus is so unlike any deity the ancient world had ever
seen that the incarnation opened up the possibility of an entirely new
way of being human. In the words of Rodney Stark, what the early
Christians gave the ancient world was, for the first time ever, its
humanity.
Second, the rhetor summons others to consider his or
her vision and to arrive at a decision. While analytics prides itself
on neutrality separating objectivity and subjectivity by offering
objective proofs and rejecting emotion, rhetoric instead seeks to
integrate them. It has to.
First, since there are no applicable “natural laws,”
and hence no possibility of scientific demonstration, and since one
has to start somewhere, one must first find a point of agreement, some
opinion held in common (endoxa), something that most of your audience
considers to be the case. (There’s a reason that Paul on Mars Hill
begins by agreeing with his Stoic and Epicurean hearers. There’s a
reason that when Paul argues for justification by faith, he appeals to
the very same Scripture that his Law observant interlocutors also hold
in highest regard. Might Christian apologetics be more persuasive if
Christian education in the first instance was less defensive,
protective, and reactionary?).
Second, discussion about human action as to the future
shape of the changeable polis must begin with human identity, story,
and tos—the stuff of history, be it noted. Rhetoric recognizes that
all human deliberation proceeds from story (i.e. who we are and what
we stand for) and is thus value-(or ethics) laden and inescapably
ideological—there is no neutral purely objective ground.26 Rhetoric,
unlike scientific demonstration, can therefore never be impersonal and
detached.
It must appeal to what the hearers not only hold to be
true but also to what they regard as good and beautiful. The hearers
themselves, far from being incidental dispassionate observers, are an
integral part of the imagining process. Rhetoric is therefore a
communal activity in which the audience is not passive but an active
participant in coming to adherence.
By integrating subject and object rhetoric undermines
analytics’ emphasis on ter a. In affirming human agency as the
integration of thought and action, it challenges the tendency toward
the detached life of the mind where “the person who devotes himself to
the activity of the mind depends only on himself,”27 whose goal is
knowledge for its own sake, and whose ethics are one of disinterest
and of objectivity.28 Rhetoric, as we have seen, is inherently
oriented toward the community and outward looking action. It assumes I
am my brother’s keeper.
Even so, it is important to understand that because
rhetoric aims to integrate the “subjective” and the “objective” it IS
concerned with facts. Its facts, however, are not only those of
physics but also and primarily those of history, the social and civic
facts of the community and the history that define it, for it is these
facts that communicate what is valued and which form the basis of
vision and deliberation. (This by the way, if you don’t mind me
saying, is why Apple Inc have done so well. This is actually the
secret to effective design: their products have “style,” “class,” and
work well which is simply what I would call the good the beautiful and
the true). Analytics works when seeking to explain what already is.
But rhetoric persuades of a different future because the audience sees
in this vision what they regard as good, beautiful and true.
And since all seek to persuade and be persuaded,
rhetoric and its counterpart dialectic cannot be for specialist
philosophers (or theologians, or educators) only but for all people,
(Rhetoric, I.1354). There is then good reason for the storied nature
of the biblical text — even if certain educated philosophers find it
rude and unpolished. Stories are not only accessible to everyone but
everyone loves a story.
We can say more here. Story plays a fundamental role
in human self-conception and ethical formation—both individual and
corporate. Rhetoric in its establishing a common ground, must and
necessarily engages with the narrative of the audience.29 Cartesian
rationalism introduced an egoism and a disembodied, generalized
listing of universals and hence an overly rule-centered approach to
ethics. On the other hand, as has been discussed at length by, for
example, Stephen Crites, Alasdair MacIntyre, Stanley Hauerwas, David
Burrell, and Martha Nussbaum, story is essential in forming and
inculcating ethics,30 and according to some neurologists is central to
our functioning as persons.31
This is because story engages not only at the level of
logic (the story needs to be coherent) but at the levels of
imagination, affection, and emotion. Integrating the objective with
the subjective at the level of interpersonal relationships it both
confirms convictions and opens up possibilities. The hearer is not
merely acknowledging a description but in identifying with characters
in the story is invited to exercise judgment and to participate more
fully, even if vicariously, in the consequences of a given action.32
Story’s integrative and holistic nature also provides a means by which
one’s life can be understood as a whole.33 Moreover, if it is true
that it is at the level of our emotions that our deep ethical
commitments are made, stories instruct us as to what our emotional
responses ought to be in a given situation.34 This is not to exclude
analytics or logic per se but only to argue that they are not alone.
But as the celebrated case of Phineas Gage suggests, memory, verbal
ability, perceptual and inferential capacity, and moral reasoning
absent the capacity to feel results in a world in which deliberation
is impossible.35 The result is not a Spock-like paragon of rational
action, but as Simon Blackburn has said with some flourish “a hopeless
flotsam incapable of rational agency.”36 It is not hard to see why the
modernist analytic paradigm is so inadequate.
And then, third, rhetoric as persuasion, unlike bald
demonstration, is not an end in itself (though of course,
demonstration is often employed in the service of persuasion;
analytics certainly has its place). It is always persuasion with a
view to action, to life in the polis. To re-mint someone else’s coin,
rhetoric is concerned not so much with describing the world as with
changing it. In a sense rhetoric can be seen as an act of imagination,
of calling something into being which is not…. I can’t resist the
observation: where have you seen this before? “Faith is the substance
of things hoped for, the evidence of things as yet unseen!” What if
Christianity is not primarily about describing the world (what
theologians and writers of catechisms have sometimes fallen into), but
changing it?
Rhetoric actually restores the link between thinking
and action. The more knowledge became a matter of mathematics the more
it detached truth and thought from action.37 Key here, at least in
educational terms, is the 16th century’s Peter Ramus. He divided
rhetoric in two and, in allocating invention, argument, and
arrangement to philosophy and leaving only style and delivery to
rhetoric, effectively divorced thought from language and reduced
rhetoric merely to technique.38
The problem was, rhetoric had traditionally exercised
a unifying influence on the arts by seeing them as informing the
single art of the dissertation,39 that is, of constructing a holistic
argument to persuade as to the right course of action in the polis.40
As such, the various arts were drawn upon as a given argument
demanded; the boundaries between them were fluid and their subject
matter often overlapped. Ramus disliked intensely this lack of focus
and precision. He developed a virtual obsession with creating
self-standing divisions which later congealed into our academic
disciplines. For Ramus the arts, now subjects in their own right, were
to be “constant, perpetual, and unchanging, and … [were to] consider
only those concepts which Plato says are archetypal and eternal.”41
This conception of truth as static, disembodied, and
eternal mathematics has not only separated reason from action but left
no place for ethical vision as a guide to action. A fundamentally
rhetorical mode of thinking can help restore both the link between
thought and action—education is not just about knowledge for its own
sake—and a sense of unity to the whole process. What have become
polyversities might again become uni-versitities. (note in passing:
since it was the Christian conception of a unified truth that lead to
the foundation of universities it might well be restores them to their
earlier integrative state).
A Problem?
So is rhetoric the next great “rainbow-hued”
epistemological hope? Hardly. The difficulty is that contingent
questions are by their nature wide-open—which is why Plato proposed an
alternative, even if unsuccessful, approach—and hence Gadamer still
cannot explain “how we are able to deduce from conflicting traditions
the guiding principles for practical decisions.”42
Since rhetoric cannot proceed from obvious premises,
its authority must originate elsewhere. On the one hand, as
Protagoras, Gorgias, and Aristotle recognized, in the end common
opinion (doxa) was the final arbiter. It provided the basis on which
the question “Why should I believe you and not someone else?,” was
both asked and answered. It was the basis, as Quintilian understands,
on which the audience was willing to grant authority to the speaker
(Inst. Orat. 3.8.12).
Cicero and later Quintilian wrestled with the problem,
the latter agonizing over what would happen if a fool or a malicious
person was eloquent (Institutio, XII,1)? Rhetoric would then become
the most pernicious threat to public and private welfare alike. For
Isocrates, Aristotle, Cicero, and Quintilian the answer lay in large
part in the tos of the orator.43 Cicero sought protection by requiring
of theorator almost superhuman qualities in his breadth of wisdom and
knowledge of philosophy (De Oratore, I, x/ix). For Quintilian,
however, the essential safeguard was goodness: “I do not merely assert
that the ideal orator should be a good man, but I affirm that no man
can be an orator unless he is a good man”. (Institutio, XII, I.). All
things being equal, a speaker with a reputation for honesty,
integrity, and justice will be more persuasive.
This is critical. Again and again in the biblical
material God’s character is fundamental—the Lord is good to all and
has compassion on all that he has made—as is that of Jesus and Paul as
they speak in their defense. This also helps us understand, for
example, the well-recognized impact of Christian ethics in the
conversion of the Roman Empire.44 The quality and caliber of their
lives expressed in their sacrificial generosity and equality of
fellowship (no longer slave nor free, Jew nor Gentile, male nor
female) constituted their greatest and most powerful apologetic.
Although we’ll say more about this tomorrow, a
rhetorical perspective seems much closer to the nature of scripture.
From a human perspective the fundamental questions of personhood and
meaning could indeed be otherwise; witness the plethora of proposed
explanations, both ancient and modern. Not surprisingly, the
scriptures, far from being an analytic demonstration, present a God
who on the basis of culturally aware stories and metaphors seeks
reasonably to persuade his hearers about truths to which they have no
demonstrable access—how does one “prove” that human beings are made in
the image of God? 45
Conclusion:
So what then has this to do with Christian education?
To borrow from Paul, much in every way.
1. By recognizing the ontological priority of history
and its place in human meaning, one might hope to a greater emphasis
on the humanities, but from a truly Christian perspective. Christian
students need to be informed of the larger Christian narrative, a
narrative that extends beyond our parochial interests. Maths and
science (and theology that has been formulated to look like a
mathematics or analytics of God), helpful as they might be in some
respects and two-edged swords in others. For, not only do they not
help us answer the deeply human questions about meaning and purpose,
but as Michael Polanyi has argued, they actually blind us and reduce
our humanity by deceiving us into thinking that their truths are the
only truths that really matter.
On the contrary. Since it is impossible to conceive
our doing science unless we could somehow transcend nature, how can
one then possibly seek to exhaustively explain that transcendence on
the basis of that which we transcend?
Ethics, and our understanding of the value of creation
and of human beings, must arise from somewhere else. Science and
mathematics have no answer, and since they must necessarily reduce
humans to that which is unchanging, and small wonder, we become merely
complex machines. History, however, does.
And we are not dealing with any ethics. No amount of
Greek philosophy, seeking to think its way up to “god,” led to the
utterly radical understanding that slaves and women are as fully human
as men. But an event in history did—we’ll talk about this more in the
session tomorrow on “restoration.”
And what convinced the ancient world of the truth of
this message? The undeniable ethical character of its bearers. Ethical
formation, a godly understanding of the good, the beautiful and true
in the context of love of God and love of neighbor, should be
foundational to a truly Christian education.
Inherent in this must be a larger history of God’s
people, and particularly of the many good and transformative things
the historical moment of the incarnation, life, death and resurrection
of Jesus has brought to this world. If history is the fundamental
ontological reality, then inculcating ethics and identity through the
larger Christian story is essential.
A Christian rhetorical mode of thought, thinking based
on ethics and seeking the transformation of the city, will also help
to reintegrate our oft times disparate educational programs. A
genuinely Christian education would seek toreintegrate our knowledge
and learning.
In a world in which Western culture has not at all
surprisingly lost its way — how can Mathematics or analytics even
conceive of hope much less speak of it? — a rhetorical perspective,
growing out of God’s good character and his deep love and compassion
for all of his creation, expressed the historical moment of the
resurrection, and testified too by the many fruits of that moment, can
offer hope for a better future in a world that is neither accidental
nor deterministic.
Indeed as Christian communities learn to live in love
of God and love of neighbor, one would expect that these ethics would
lead to transformation. Once more we might see Christian communities
as engines not of reaction but of design, of transformation, and of a
brighter future. It happened in the first century; is there any reason
why it cannot happen again in our own?
1 G.M. Bowra, The Greek
Experience, (New York and Washington: Praeger Publishers, 1969),
20-41. 2 Werner Jaeger, The Ideals of Greek Culture. Volume 1: Archaic
Greece and the Mind of Athens, trans. Gilbert Highet, 2nd ed. (New
York and Oxford: Oxford University Press, 1965), 37, and the very
helpful extended discussion
3 Bowra, 123-26.
4 Jaeger, 36.
5 Ibid.
6 Bowra, 123.
7 Bowra, 61-62.
8 Donald Lemen Clark, Rhetoric in Greco-Roman
Education, (New York: Columbia University Press, 1957), 25.
9 George A. Kennedy, Classical Rhetoric and its
Christian and Secular Tradition From Ancient to Modern Times, (Chapel
Hill, NC: University of North Carolina Press, 1980), 32-33.
10 Barilli, 5-7.
11 Thus in the Gorgias, 449.B-460.A., Socrates through
question and answer reveals the seductive and misleading nature of
rhetoric because a) it has no subject matter other than persuasion and
thus smacks of manipulation,
12 Kennedy, Classical, 52.
13 On Plato’s inability to do justice to the poets,
see Hans-Georg Gadamer, “Plato and the Poets,” in Dialogue and
Dialectic: Eight Hermeneutical Studies on Plato, trans. with
introduction by P. Christopher Smith (New Haven: Yale University
Press, 1980), 37-92.
14 E.G. Weltin, Athens and Jerusalem: An
Interpretative Essay on Christianity and Classical Culture, AARSR 49
(Atlanta: Scholars, 1987), 80.
15 Robert Louis Wilken, The spirit of early Christian
thought : seeking the face of God, (New Haven [Conn]: Yale University
Press, 2003), 13.
16 Wilken, 23.
17 Weltin, 77.
18 Wilken, 15.
19 Weltin, 80.
20 Wilken, 13.
21 Richard Rubenstein, Aristotle's Children: How
Christians, Muslims, and Jews Rediscovered Ancient Wisdom and
Illuminated the Dark Ages, (Orlando, FL: Harcourt, 2003).
22 Restoration of
Reason: The Eclipse and Recovery of Truth, Goodness, and Beauty,
(Grand Rapids: Baker, 2006).
23 Anticipated by Giambattista Vico who also doubted
the all-sufficiency of science, and was himself indebted to the
earlier thought of Leonardo Bruni, 13th cent.23 and Lorenzo Valla,
14th cent.
24 Cited in R.G. Collingwood, The Idea of History,
Rev. ed. (New York: Oxford University Press, 1994), 192.
25 Rhetoric, I.1332.
These are what Horst Rittel calls “wicked problems” where unlike
analytics in which problem solving moves from problem definition to
problem solution, problem solution is much more synthetic where
definition and solution are dynamic and require compromise, Richard
Buchanan, “Wicked Problems and Design Thinking,” Design Issues 8.2
(1992): 5-21.
26 As e.g. Karl Mannheim, Ideology and Utopia, trans.
L. Wirth and E. Shils (London: Routeledge and Kegan Paul, 1936), and
Clifford Geertz, “Ideology as a Cultural System” in The Interpretation
of Cultures, (NY: Basic, 1973) 193-233.
27 Pierre Hadot, What is Ancient Philosophy?, trans.
Michael Chase (Cambridge, MA: The Belknap Press of Harvard University
Press, 2002), 79.
28 Hadot, 81
29 As Vico long ago
noted every ethical system has always been the ethics of a particular
community, they nowhere exist as disembodied entities, MacIntyre,
“Postscript,” 265.
30 Crites, “The Narrative Quality of Experience,” JAAR
39.3 (1971): 291-311; MacIntyre, “Epistemological Crises, Dramatic
Narrative, and the Philosophy of Science,” Monist 60.4 (1977): 453-72;
After Virtue; Hauerwas, and Burrell, “From System to Story: An
Alternative Pattern for Rationality in Ethics,” in Stanley Hauerwas,
Truthfulness and Tragedy: Further Investigations in Christian Ethics,
(Notre Dame: University of Notre Dame, 1977), 15-39; Nussbaum,
“Narrative Emotions: Beckett's Genealogy of Love,” Ethics 98.2 (1988):
225-54. However, in citing these materials, my concern is only with
the question of narrative and its function, not the question of the
historicity of those narratives.
31 Kay Young and Jeffrey L. Saver, "The Neurology of
Narrative," SubStance 94/95 (2001): 72-84.
32 See e.g. Nussbaum, “Narrative,” and Upheavals of
Thought: The Intelligence of Emotions, (Cambridge: Cambridge
University Press, 2001); John D. O'Banion, Reorienting Rhetoric: The
Dialectic of List and Story, (University Park, PN: The Pennsylvania
State University Press, 1992), 181-92.
33 Cf. O’Banion, 198.
34 Nussbaum, “Narrative.”
35 Antonio Damasio, Descartes’ Error Emotion, Reason
and the Human Brain, (New York: G.P. Putnam, 1994). The legendary Gage
was a foreman on a railway construction team before an accident with a
tamping rod damaged his frontal lobe which according to his physician
rendered him impatient and obstinate, yet capricious and vacillating,
unable to settle on any of the plans he devised for future action.
36 “To Feel or Feel Not,” review of Nussbuam,
Upheavals of Thought, in The New Republic On-Line, 12.13.01.
37 For the next two paragraphs, Richard A. Lanham, The
Electronic Word, (Chicago: University of Chicago Press, 1993), 156-58;
cf. his “The ‘Q’ Question,” South Atlantic Quarterly 87.4 (1988):
653-700
38 Peter Ramus, Arguments in Rhetoric against
Quintilian, trans. Carole Newlands (DeKalb: Northern Illinois
University Press, 1986), 99.
39 Lanham, Electronic, 158.
40 This seems to be what Gadamer is rediscovering when
he argues for the fundamental unity of the hermeneutical disciplines,
Truth and Method, trans. edited by Garrett Barden and John Cumming,
(New York: The Seabury Press, 1975), 301-4.
41 Cited in Lanham, Electronic, 158.
42 Jens Zimmermann, Recovering Theological
Hermeneutics, (Grand Rapids: Baker, 2004), 176.
43 See Resner, “tos in Classical Rhetoric” in
Preacher, 9-37
44 The Rise of Christianity: How the Obscure, Marginal
Jesus Movement Became the Dominant Religious Force in the Western
World in a Few Centuries (Princeton, NJ: Princeton University Press,
1996).
45 Perelman’s, Realm, is widely recognized as the
seminal work, notably on the types of argument that rhetoric employs.
Second
Session—Restoration of Revelation Oct, 2007 © Rikk Watts
The Restoration of Revelation
Rethinking the Categories of Christian Rhetoric
Under the assault of the modern world’s
diminished understanding of “truth” Christian revelation has fared
badly. But the fact remains that it was Christian revelation that
through its astoundingly innovative ethics not only gave the ancient
world its humanity but also the motivation to alleviate suffering that
gave birth to modern science. If faith is the assurance of things
hoped for, the conviction of things not yet seen, then in this broader
sense Christian revelation is effectively God’s rhetoric, a source of
hope and of a long history of undeniable and unmatched this-worldly
transformation. In the face of this cultural
crisis perhaps it is time for revelation to come into its own again.
But that presupposes that we educators both understand and are willing
to embody its content.
Intro: responses to groups
- a copy of the first paper will be
available in few days on the CSI website.
- interaction/questions:
Thanks too for your interaction,
inundated—so just a few suggestions; first, as always, where do we go
from here? A rhetorical approach is not about disembodied ideas; yes,
it definitely involves imagination, but that imagination is grounded
in a particular environment, in a particular culture and in the
particular narrative of a particular community. As a faculty why not
sit down and discuss what it means to indwell your history: ask what
is good, beautiful and true (your ethos) about what you do (in the
light of the biblical narrative)? You might need some help doing this,
but it is where I’d start. (Taxation office story). It is out of
reflecting on this, that imagination comes to life.
Second, faculty must embody your
narrative/ethos. I know it’s popular to say that school is about the
students. Yes, but also no. It’s the faculty/teaching staff/etc. who
are the school. Students come and go. They are important but they are
not the school. Once we understand this the more readily we will grasp
the importance of the faculty owning and embodying the good,
beautiful, and true of your narrative. At Regent we try to think of
ourselves as a community of friends. It is because of what we embody
as a community (not individual stars) that students come for a
semester and end up staying for three years. School size, for us at
Regent: what is the maximum number of faculty that we can have and
still hold a faculty conversation in which everyone can be part of the
conversation? It’s also why we do not have departments. We don’t want
to lose that communal aspect. Relationality, so vital to personal
transformation, is just too important to loose. Even if it means that
we don’t get to teach certain subjects.
Importantly, this is how I get to hear
about the exciting things my colleagues are doing. I can discuss the
philosophy of history with Sarah Williams and it finds its way into my
Life of Jesus course. Her husband Paul outlines his ideas for taxing
capital flow between regions as a means of implementing the Jubilee
principle. And I discover from him that Capitalism is in fact a moral
vision, one which believes that human happiness is best correlated to
freedom of choice. And then he shows why this is mistaken. Put two and
two together and one is a little more careful about assuming that
education is fundamentally about the students’ choice. Loren Wilkinson
explains a poem by a late medieval mystic and you resonate with the
power of those images, before Hans Boersma talks about nouveau
theologie. Because I’m thinking about and seeking to live integration,
a class on Isaiah is going to involve art, history, economics, an
exposition of the brilliance of his poetry, etc.
Show me an interesting teacher and I’ll
show you an interesting person. It’s difficult to be convincing about
integration when in my classroom my students never see any evidence of
it. So, I’m teaching geometry. And I stop at one point and begin to
explain what Euclid and Pythagoras were up to. They had discovered
this amazing deeper structure that they thought was the secret to the
universe. I try to help my students understand the excitement that
these men felt as they made these extraordinary discoveries. Suddenly,
Math is about history too, philosophy, and people asking big questions
about the meaning of life. And I do this, not because I want to spruce
up the class., but because this is actually who I am. I think like
this; I’m interested. And because it flows naturally out of who I am,
rubs off on the students.
Second, what if teaching is actually a
form of discipleship? I have CD series covering NT Foundations. I
regularly have students come to Regent who’ve taken the course and
they drop by to say hello. I was initially a bit surprised, but at
some point, sometimes even a bit sheepishly, they say: I feel like I
know you. I think good teachers, teachers who embody this
rhetorical/transformative ideal, are teachers who are genuine persons:
transparent, real, and transformational.
Third, if history in this broader sense
is the fundamental ontological category, why not use it as the spinal
column of your curriculum? Let the debates, ideas, and the discoveries
of interesting and passionate people that shaped our world drive the
curriculum. And this includes the story of the whole church and of
course the bible itself.
Again (sorry about talking about my
experience but it’s all I know) the core course at Regent is Christian
Thought and Culture. Because we are convinced that humans are
fundamentally about story, we want all of our students to understand
the great story. So they take OT foundations, and NT foundations over
two semesters — and remember you always have your best people teach
those courses — and at the same time we do a year long overview of the
grand Christian narrative. Beginning with the transformative impact of
Xty on the Roman world, we see the church fathers struggling with
integrating the Christian story and Greek philosophy, we hear about
the early monastics and what motivated them, Xn art in the Byzantine
period, the Irish monks who saved civilization, friendship love and
desire in Medieval Mysticism, the Franciscans’ role in the birth of
modern science, the nominalist debates, etc. etc. Nearly every
professor at Regent gives at least one lecture —it makes little sense
to talk about our communal story if our community is not taking part.
And we have lots of visiting speakers from the larger Christian world,
just to remind us that this goes beyond our Green Roof. Now, perhaps
one could consider what a narrative based curriculum would look like;
of course one still does science, math, music, art. Only now the links
between them would be less artificial. And because history is what
embodies the good the beautiful and the true, it naturally lends
itself to thinking about the future, and therefore transformation.
Well, those are just some general
ideas. In the end, the precise shape of what you do is going to be
peculiar to your community, its giftedness, history etc. Have fun!
Okay.. this leaves about 30 minutes.
Yesterday, I tried to argue that while
Aristotle’s logic engine works extremely well in understanding the
regularity of the natural world, it cannot address ethics or beauty
and thus cannot help us in creating a different futures. I tried to
argue that Aristotle already knew that the thinking involved in human
decision- making, in human action, had to be of a different kind since
it dealt with possibilities, with things that could be otherwise.
Whereas analytics described what was unchanging, rhetoric in seeking
to shape the future, drew upon the imagination in the act of
invention, and in appealing to the common opinion of the good, the
beautiful and the true, sought the community’s adherence to a proposed
course of action in the city. As Cicero argued, rhetoric is the engine
of civilization. I also suggested that since doing science implies
that humans can somehow transcend nature, it seems futile to seek to
explain that transcendence on the basis of the very thing we
transcend.
Stanley Fish addresses this dilemma
directly when he protests that the thoughtful post-modernist
philosopher is often misunderstood. As a post-modernist he is not
saying he does not believe in universal truths. He in fact does. What
he argues is that there is no calculus or mechanism by which their
truths can necessarily be demonstrated to any sane person who has come
to a different conclusion. And I think he is right. Objectivity, so
beloved of those seeking truth, is not an option when it comes to
ethics. Although we know that certain truths are universal, for
example, it is wrong to torture a baby for fun. We cannot demonstrate
it as we might E = mc2. Ethics is instead, and I think this is
historically the case, a part of the world of public opinion, what the
rhetorician calls doxa.
But given my conviction of the priority
of history, I am not particularly troubled if the philosopher is at a
loss. What I can argue, historically speaking, is that Christian
ethics, including what we now take to be common opinion, namely,
inalienable universal human rights, came through revelation. Of course
moral individuals existed before Christ. Nevertheless it is equally
certain that Greek philosophy, with all of its accumulated learning,
never came to the conclusion that every human being, including women
and slaves, was made in the image of Israel’s unique God. While
slavery has existed in every great civilization, whether in
Mesopotamia or China, and in the pre-European Americas, both North and
South, it took Greece and Rome to produce the first true slave
societies. No Greek seriously questioned it. Plato had slaves in his
ideal Republic and Aristotle in his Politics held that slavery was
good for all concerned since some people were born to lead and others
to serve. It was surely “obvious” that people were not equal.
So what changed the common opinion of
the ancient world? Clearly not a few learned laps around the Stoa. No,
it was an event, a moment of God’s self-revelation and particularly
the cross of Christ. Remember Origen? Celsus, you are right. This is
not Greek philosophy. We did not think our way up to God.
Christianity—including its ethics—is not an idea. It is an event, and
it arises not from our reason but from God condescending to us in
love. It was only after the staggering realization that in the cross
God was in Christ reconciling all humanity to himself and that his
Spirit was given freely to all regardless of gender, social status,
wealth, or education that Paul could utter perhaps the most
extraordinary words ever heard in the ancient world, that “in Christ
there was no longer male nor female, slave nor free, Jew nor Gentile.”
It is easy for us in a pluralistic
modern democracy where everyone at least in theory is expected to be
given equal rights to fail grasp just how radical were Paul’s words.
But Christians became the first movement in history to break the link
between a particular city, ethnicity, empire, culture, or religion and
what we now call human rights. All were to be loved, all to be treated
equally, and when they gathered, much to chagrin of the later Julian
the Apostate, everyone’s opinion mattered, and even slaves could
become bishops.
In other words, Plato was onto
something. We did need a wisdom from outside. We might be able to make
sense of the natural world, but the very transcendence which enabled
us to do so could not be fully explained on the basis of what it
transcended. As a matter of historical fact, it took revelation, and
that an event.
John and God’s Rhetoric
This is John’s concern when he declares
that the word became flesh and dwelt among us and we beheld his doxa,
full of grace and truth. We knew of ethics before the incarnation, but
it took the incarnation to show us just what ethics could and should
be. In the historical moment of Jesus we saw God’s glory, his
reputation. John seeks to persuade the citizens of the new city, the
new Jerusalem, that God’s doxa, his reputation, should become their
doxa, i.e. their common opinion. Only with this understanding of the
good, the beautiful and the true, guiding their imagining could a
truly different future emerge. Jesus, if you will, is God’s rhetoric.
God’s argument by which to create a different future.
Central to the ancient world were
cities, and central to understanding the ancient classical polis is
the realization that it was, first and foremost, a home for the
divinity.1 The local deity’s earliest shrine, and later temple, was
the sun from which the city’s identity radiated. The richer the city
the more and the richer its temples. Built from public funds, the city
derived status and income from the practice of its cult. It was around
these centers then that families, clans, and tribes gathered, seeking
a kind of peace under a vague ancestral law which itself was seen as
the deity’s gift.
Then in the 3rd and 2nd centuries BC,
and most likely under Persian influence, the Hellenistic Attalid kings
of Asia Minor’s Pergamum began to take to themselves divine titles and
honors. Thus arose the saying “What is a god? That which is strong.
What is a king? That which is like the divine.”
This would provide fertile soil for
Rome, already rising in the West, and especially so when Pergamum’s
Attalus III bequeathed his entire kingdom, and thus control of Asia
Minor, to the Republic in 133 BC. Here he was only following the lead
of Smyrna which in 195 BC had already been the first Asian polis to
build a Temple to Roma, the patron deity of Rome. If the basic
attribute of a god was power, then clearly the goddess Roma was a
deity with which to be reckoned.
Surprisingly, however, in the late
first century BC Rome apparently suffered a blow “even unto death.”
Racked by civil war and social chaos, all appeared to be over when the
Eastern potentate, Mithridates VI of Pontus, drove the Romans from
Asia Minor. In 88 BC, 80,000 Italians were slaughtered across the
region; a single day of bloody reprisals for the Republic’s shameless
pillaging of the richest and most populous lands of the Mediterranean
world. But then, against every expectation and under the guidance of
the clever if difficult and brutal Octavian, in the immortal words of
Steven Spielberg, the Empire struck back. Rome re-emerged stronger and
more powerful than ever. Who could doubt that the genius of the gods
rested in Caesar Augustus, the “savior of the world,” who now
“presided over the great new corporate family of the Roman Empire as
surrogate super priest and father”?
Fearing the worst, Asia Minor’s major
cities fell over themselves currying for the honor of building a
provincial Temple to the newly resurgent Empire. In AD 25/26 Smyrna
competed with seven other cities and won, dedicating it also to the
Empress (a nod to the Julians), and the Senate. Some even proposed the
institution of a new calendar, dating from the “good news” of the
divine Augustus’ birthday, to mark the beginning of the Imperial
eschaton.
On every level a crushing hierarchy for
the most part subsumed the individual beneath the polis and ultimately
the irresistible Empire and its Emperor who embodied the divine law
and thus represented all that was best for humanity’s welfare.
Contrary to much of the popular imagination, fuelled by the misleading
marble remains of the grand public buildings, ancient cities were not
happy places. As Rodney Stark summarizes: “The ancient city was often
filled with misery, danger, fear, despair, and hatred. The average
family lived a squalid life in filthy and cramped quarters, at least
half the children died at birth or in infancy, and lost at least one
parent before reaching maturity.” They were breeding grounds for
hatred and fear rooted in intense ethnic antagonisms and exacerbated
by a constant stream of strangers. They were so lacking in stable
networks of attachments that petty incidents could prompt mob
violence. Crime flourished, the streets were dangerous at night, and
their structures were repeatedly smashed by cataclysmic catastrophes”
(p. 160).
And if life on earth was hard it didn’t
help that the heavens seemed like brass. The classical gods,
themselves hardly moral paragons—it was after all power not ethics
that defined deity—did not care much for humanity. It is one of the
reasons why the mystery religions of the East, with their tantalizing
offer of friendship and fellowship made such inroads, arguably
preparing the way for yet another strange Eastern
creation—Christianity.
For the philosophers and the educated
elite, there was impersonal, impassible, and pantheistic Reason, to
which the Stoic sought to align his life in order to rise untouched
above the surrounding chaos. The neo-Platonist sought his escape
through a form of mysticism, and Epicureans, convinced that the gods,
if they existed, cared nothing for humanity, found some relief in
friendship among their equals and a measured enjoyment of life’s
fleeting pleasures. And everywhere there was the increasingly
oppressive weight of the sometimes smiling, sometimes glowering, often
cruel, and always impervious face of fickle Fate.
If anything characterized the religious
disposition of these times it was astrology, magic, and occult
practice: anything one could do to ward off impending doom. And in
order to strengthen their position, the political powers were more
than happy to offer distractions in bloody games and donations of
bread. And the more violent the life, the more violent the
distraction. The ancient world was one of “capricious cruelty, and a
vicarious love of death.”2 After all, what does one make of a society
whose idea of a fitting birthday bash for a young boy was the death of
dozens of people in the games? Imagine starting the day at Ephesus
with a visit to the theater to watch the public execution of a
criminal or two? What kind of emotional life did such people have?
But we ought not be surprised. Neither
Homer’s epics nor the Greek gods seem to know much about compassion,
and precious little about forgiveness. Small wonder that Virgil
concludes his Aeneid with “the Trojan hero Aeneas, the symbolic
forerunner of Augustus, standing over the corpse of an enemy he has
just killed in a vengeful rage.”3 And the Emperor approved.
This is the world into which John
writes its inhabitants might “believe,” might be persuaded of a
different kind of king under whom a different kind of city could
emerge. And what was so different about this king? John knows, and
very well. It was customary for ancient teachers to designate a
particularly “beloved disciple” to pass on and interpret their
teaching. John is that one—and yes I do think it was John of the
twelve. If Bauckham is right and John’s gospel assumes a knowledge of
Mark, then only the twelve were at the last supper, and the beloved
disciple could then only be John, as church tradition has unanimously
maintained. And in his story of Jesus, written late in life and
matured over decades of preaching and reflection, he fulfills his task
of telling us what lies at the heart of Jesus’ message.
John is himself quite a brilliant
rhetorician. As Hugh Kenner once famously said, John is a whispering
forest of all traditional poetries. In his use of near universal
metaphors, e.g. light-darkness, above-below, vine, shepherd, etc.
John, is able to appeal to the common opinion of a broad range of
first century hearers.
So, in beginning with Logos, he speaks
both to Jew and Gentile. For the one logos means Torah, God’s covenant
word revealed in history, and for the other, the rationality that
underlies both the universe and, in indwelling us, enables us to
understand it. For John both gracious gifts are supplanted by an even
greater grace: the son, which word he has seen, touched, and handled.
Again, not an idea, but an event, a person, a story. History.
Apparently John too is utterly
convinced of the ontological priority of history. It soon becomes
obvious that his Jesus cannot be fully understood without locating him
in history: the particular history of Israel. Regardless of how this
might scandalize autonomous Greek philosophers, historically,
salvation has come from the Jews.
This is why we find then no derivations
from first principles in John. At the foundations of reality stand
neither stuff nor mathematics. From here on, argues John, all reality
is to be defined by this WORD who is not a concept but a person. If
the framing of every question presupposes it knows something of the
answer then Pilate’s question of Jesus makes just this point. He asks
“What is truth?” But it is the wrong question. He thinks truth is a
“what-ness.” Instead it is “who.” And one learns about “who-ness” in
stories.
This one, being from the beginning,
already was. He is not defined but he himself defines everything. And
this one John declares, is the only one who has seen the father. And
this one has come from the father’s bosom—he knows the father’s
heart—in order to make him known. Now remember, John is probably
writing in Ephesus in Asia Minor which is not only the cultural and
financial centre of the richest Roman province but also of the early
church. And these people already have one view of fatherhood: the
Emperor who is father and savior of them all.
But what does John’s savior of the
world and great father look like? I was chatting with someone after
the morning session and they were wondering what to do with the fact
that the first word of revelation was a command not to eat of the
tree. It was a very helpful question that helped us open up a new way
of seeing. Was it in fact the first revelation? Could not revelation
also be an act? What if the first revelation was not a word at all,
but a gift? The gift of a good cosmos, and in particular an abundant
and well-watered garden, Eden, a name that means delight? And in John,
what is the first sign that reveals Jesus’ glory, his reputation? A
120 gallons of dishwater becomes the best wine anyone had tasted. Is
this not delight? Is this not life and abundance? And now we
understand why John states more than forty times that Jesus came to
give us eternal and abundant life. He wants us to be persuaded, to
believe, in not just the possibility but the certain assurance of a
new future. And this new future is not primarily about the forgiveness
of sin, important as that might be, but the gift of life.
And this is why John is so interested
in Jesus’ glory, his doxa, his reputation. If the world is going to be
different, then “meet the new boss, same as the old boss” will no
longer work. And this explains something particularly brilliant about
John — for him nothing better demonstrates God’s reputation, his
glory, than Jesus on the cross.
Scholars have often puzzled over why
the enigmatic “beloved disciple” is not introduced until the last
supper. But it is not difficult. In the ancient world the final meal
was the time for the teacher to summarize and encapsulate his
teaching. Socrates had done just this in his last night with his
friends just before being executed. So too Jesus in John. Only in John
do we get the extended farewell speeches wherein the heart of Jesus’
teaching is expressed. And here for the first time we meet the
“beloved disciple” who is leaning on Jesus’ breast (kolpos, 13:23).
And we’ve seen this before, just the once. John tells us that no one
has seen the father, but the only begotten son: Jesus himself had come
from the breast (kolpos) of the father (1:18).
And what is the heart of this teaching?
Much can be said, but I want to focus on two elements of the one major
theme. First, here we are at the meal. Tonight the heart of everything
will be revealed. And this from the one who is one with the father,
who has come from him and will soon return to him. One can almost feel
the tingling anticipation, touched by dread at the thought of what is
soon to come upon them. They are hungering for a word. And instead
they get an action. Jesus takes up the towel and the wash basin. There
it is. Not Imperial domination, but servanthood. Our unity and love
for one another. This is the centre of Jesus’ mission and message, and
indeed our greatest apologetic. And yet how soon we replace it with
other things: arguments, debates, etc.
Second, at the outset of his final
prayer for his disciples and those who would believe in them, Jesus
asks God to glorify him with the glory they had from before the world
was. But in his gospel, the high point of Jesus’ glory is his death on
the cross. How can this be?
History helps. John is on Patmos, and
he sees in the power of Rome a looming confrontation with this new
community. He is caught up to heaven, and on the throne sits the one
who in his hand holds a Roman inheritance scroll. Whoever had the
authority to open this would inherit the cosmos. But no one was found,
and John weeps. Was Rome and Augustus really the destiny of creation,
as Imperial propaganda suggested? But no, the Lion of Judah is worthy.
But what John sees is a lamb, looking like it was slain. This is
different kind of king. Later in Rev 13 John reveals the full terror
of the Roman beast, underwritten by Satan. But then note that over
against him stands the lamb again, still slain, but now we are told,
from the foundation of the earth (13:8). This is a deep mystery. How
can this be?
I’m not entirely sure, but I wonder
whether John is trying to tell us something profound and utterly
central to the possibility of a different future. What if the glory
which Jesus had with the father from before the world is precisely
that glory which John declares is set forth in the cross? What if John
is telling us that God knew from the very beginning that his creation
of the sevenfold good cosmos, with its garden of delight, would
require, at some point, God in Christ dying for his creation? What if
the very act of creating life for us, was already an act of
crucifixion?
Things begin to be clearer. John has no
transfiguration where Jesus, having just anticipated his coming death,
is glorified. Instead he hammers this home by turning the cross into a
new Sinai moment in which God reveals his glory: a God so full of
goodness to all, and of compassion for all that he has made, that he
dies for his enemies, including Gentiles.
Now we understand why when we hear for
the first time of Greeks, in Jerusalem, asking “Sirs, we would see
Jesus,” that Jesus exults and speaks of the necessity of the dying
seed so it can bear much fruit. John is writing to that fruit, in
Ephesus! Now we understand why early in Mark when the unclean spirits
declare Jesus to be the son of God he silences them. They want to
continue the deception that gods are just about power. But not THIS
god and he silences them. The only time that Mark allows this
confession, and now for the first time by a human being, it is a ROMAN
centurion standing at the foot of the cross: surely THIS is the son of
God.
People who love power and the certainty
of control want knockdown proofs and overwhelming displays of God’s
power that compel us to believe. But life is not about power, life is
about people. And people are about relationship, and relationship
depends on trust, and trust requires vulnerability. Yes, Jesus shows
his power, but only to those who have already come to him on other
grounds.
The gods of the ancient world were all
about power. This God, the one true God, is different. This is about
love. This is the key to a truly different future. As John argues as
he seeks to persuade his audience, let this be your common opinion.
And so Paul, let the same mind be in you as was in Christ Jesus: who
even though he could claim equality with God took on the form of a
servant.
Thomas Aquinas, champion of
Christianizing Aristotle who guided the church through the tumultuous
13th century, as thoroughly convinced that faith and reason could be
reconciled. But on the 6th December 1273 at St Dominic’s in Naples
celebrating mass he had a profound experience and he sat down and said
to his friend, “I will write no more.” He never wrote another thing,
and died three months later. Reason has its place. But the Christian
story is about something much bigger, something that includes the good
and the beautiful.
Here is the one WORD that changes
everything. This is a different thing, a glorious revelation of a new
temple and a new king, around which a new city can be built. That’s
our story, that’s our heritage, it is for us the final and complete
expression of the good, the beautiful and the true. Perhaps this is
what Christian education is all about.
1 For more on Christianity and the
ancient world, see especially E.G. Weltin, Athens and Jerusalem: An
Interpretative Essay on Christianity and Classical Culture, AARSR 49
(Atlanta: Scholars, 1987) and Rodney Stark, The Rise of Christianity:
How the Obscure, Marginal Jesus Movement Became the Dominant Religious
Force in the Western World in a Few Centuries, (Princeton: Princeton
University, 1996).
2 Carlin A. Barton, The Sorrows of the
Ancient Romans: The Gladiator and the Monster (Princeton: Princeton
University Press, 1993).
3 Joy Connolly, “Pox Populii: Catullus
in a new transation, Glimpses Rome’s Decadent Decline”, review of The
Poems of Gatullus: A Bilingual Edition by Gaius Valerius Catullus,
trans. with commentary by Peter Green, in Bookforum, Dec/Jan 2006,
internet edition.

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